Dear James and Volker:

 

Thank you both for your clarifying comments.  I think you have hit on the heart of the issue: 

 

“[B]y crafting registration policies and accreditation rules carefully, dotBrand owners can differentiate.”

 

“The brand owner can simply direct its affiliates to choose from registrar X,Y, and Z as a component of the licensing agreement.” 

 

Despite current industry practice, those suggestions could be interpreted by some as indirect discrimination by the registry, vis-à-vis its registration policies or licensing agreements, in conflict with Registry Agreement §2.9(a).  Personally, I might suggest one compromise way forward would be for the Council to request a formal opinion from the ICANN legal department affirming the propriety of your suggested approaches in view of the Registry Agreement’s prohibitions against discrimination.

 

In addition, it behooves me to reiterate on list the formal IPC position on the matter, which I established during our last Council teleconference.  The IPC supports the preferred registrar exemption for dot brand TLDs.  It is consistent with existing policy work, which explicitly recognized that the non-discrimination requirement “has not always worked for very small, specialized gTLDs,” and that “the possible impact … is that they can be at the mercy of registrars form whom there is no good business reason to devote resources.”  Added to that existing policy work are the recent and myriad public comments on Specification Thirteen espousing elements of trust, confidence, security and plain common sense appurtenant to this preferred registrar exemption.

 

Surely, there are caveats that can be established to assuage lingering concerns with respect to any slippery slope eroding non-discrimination principles in the larger, non-branded TLDs.

 

Thank you,

 

Brian

 

Brian J. Winterfeldt
Head of Internet Practice
Katten Muchin Rosenman LLP
2900 K Street NW, North Tower - Suite 200 / Washington, DC 20007-5118
p / (202) 625-3562 f / (202) 339-8244
brian.winterfeldt@kattenlaw.com
/ www.kattenlaw.com

 

 

Re: [council] A way forward on the Specification 13 question

  • To: Volker Greimann <vgreimann@xxxxxxxxxxxxxxx>, "Winterfeldt, Brian J." <brian.winterfeldt@xxxxxxxxxxxxx>, "council@xxxxxxxxxxxxxx" <council@xxxxxxxxxxxxxx>
  • Subject: Re: [council] A way forward on the Specification 13 question
  • From: "James M. Bladel" <jbladel@xxxxxxxxxxx>
  • Date: Tue, 29 Apr 2014 19:42:19 +0000
  • Accept-language: en-US
  • Authentication-results: spf=none (sender IP is ) smtp.mailfrom=jbladel@xxxxxxxxxxx;
  • In-reply-to: <535F6034.4040700@key-systems.net>
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  • Thread-topic: [council] A way forward on the Specification 13 question

It’s actually even simpler than that:  the brand owner can simply direct its 
affiliates to choose from registrar X,Y, and Z as a component of the licensing 
agreement.
 
J.
 
 
From: Volker Greimann 
<vgreimann@xxxxxxxxxxxxxxx<mailto:vgreimann@xxxxxxxxxxxxxxx>>
Date: Tuesday, April 29, 2014 at 3:17
To: "Winterfeldt, Brian J." 
<brian.winterfeldt@xxxxxxxxxxxxx<mailto:brian.winterfeldt@xxxxxxxxxxxxx>>, GNSO 
Council List <council@xxxxxxxxxxxxxx<mailto:council@xxxxxxxxxxxxxx>>
Subject: Re: [council] A way forward on the Specification 13 question
 
Hi Brian,
 
I think you misunderstand. We do not assume a Single User-Single Registrant 
model in our statements. We are fuly aware that the Specification allows 
registrations also to affiliates and certain licensees. However, by crafting 
registration policies and accreditation rules carefully, dotBrand owners can 
differentiate. Just look at .WED for a registry almost no registrar is 
currently interested in carrying. Further, they can discriminate freely on the 
registrant level.
 
Therefore, on a purely outcome-oriented level, it is our opinion that 
everything that is intended to be achieved by this language can already be 
achieved under the current rules.
 
Finally, outcomes put aside, on a purely legalistic level, we are currently 
looking at contradicting languages. While Rec 19 recommends one thing, the 
proposed language sets out to create a loophole for just that thing Rec 19 
seeks to prevent. This is inconsistency per definition, no matter how 
well-intentioned and worthwhile the intent is. To go beyond the language of Rec 
19, additional policy work of some form is needed. As many constituencies have 
argued for a long time, the council does not have the role of deciding or 
setting aside policy on its own, it merely structures and channels the process.
 
Best regards,
 
Volker Greimann
 
 
Am 28.04.2014 23:53, schrieb Winterfeldt, Brian J.:
Dear James and Volker:
 
Please let me know if I understand correctly the RrSG position based your 
comments below:
 
 
·         The proposed amendment to Specification 13 is inconsistent with 
policy recommendation 19 because no discrimination between registrars should be 
permitted;
 
 
 
·         Dot Brands possess the sole ability to execute bulk transfers;
 
 
 
·         Dot Brands, as registrants, are able to choose their own preferred 
registrars; and
 
 
 
·         Dot Brands can implement registration policies and requirements to 
limit the services provided by registrars to only eligible registrants.
 
Forgive me if my encapsulation is wrong, but if I understand the RrSG position 
correctly, then I am concerned that it may gloss over some important nuances.
 
First, the RrSG position seems based on an assumption that dot Brand registries 
will be the sole registrant for bulk transfer and registrar selection purposes, 
whereas Specification Thirteen clearly permits Affiliates and Trademark 
Licensees to register names as well, thus complicating matters a bit.  Second, 
the RrSG position seems to encourage dot brand registries to discriminate among 
registrars using registration policies, or perhaps other restrictions or side 
agreements among Affiliates and Trademark Licensees, at their own peril.  
Absent any assurances from ICANN legal regarding the propriety of these 
indirect work-around suggestions, I imagine that dot Brands would be much more 
comfortable with the direct and formal provision in the Registry Agreement that 
is presently under consideration by the Council.  As I understand it, that is 
why the provision is necessary in the first place—so dot Brands cannot be 
alleged to violate the Registry Agreement in accrediting only one or two 
preferred corporate registrars.
 
I look forward to your responsive feedback.
 
Thank you,
 
Brian
 
Brian J. Winterfeldt
Head of Internet Practice
Katten Muchin Rosenman LLP
2900 K Street NW, North Tower - Suite 200 / Washington, DC 20007-5118
p / (202) 625-3562 begin_of_the_skype_highlighting skype-ie-addon-data://res/numbers_button_skype_logo.png(202) 625-3562 FREE  end_of_the_skype_highlighting f / (202) 339-8244
brian.winterfeldt@xxxxxxxxxxxxx<mailto:brian.winterfeldt@xxxxxxxxxxxxx> / 
www.kattenlaw.com<http://www.kattenlaw.com/>
 
 
Re: [council] A way forward on the Specification 13 question
 
  *   To: Volker Greimann <vgreimann@xxxxxxxxxxxxxxx>, Bret Fausett 
<bret@xxxxxxxx>, GNSO Council List <council@xxxxxxxxxxxxxx>
  *   Subject: Re: [council] A way forward on the Specification 13 question
  *   From: "James M. Bladel" <jbladel@xxxxxxxxxxx>
  *   Date: Mon, 28 Apr 2014 16:12:52 +0000
  *   Accept-language: en-US
  *   In-reply-to: 
<535E1AA3.6090807@xxxxxxxxxxxxxxx<http://gnso.icann.org/mailing-lists/archives/council/msg16070.html>>
  *   List-id: council@xxxxxxxxxxxxxx
  *   Sender: owner-council@xxxxxxxxxxxxxx
  *   Thread-index: 
Ac9U37pVNGMfDV+cTSyNSj0xaeNagAJSGHAAAKWMf0oAGtHogAAH4hAAAAWYJ4AAWH6IgAAEVA2A
  *   Thread-topic: [council] A way forward on the Specification 13 question
 
________________________________
 
Just to add to Volker¹s comments:
 
 
 
Registrars have had a vigorous discussion on this topic, and provided
 
feedback from diverse viewpoints.  But on the narrow question--whether
 
Spec 13 is compatible with Rec 19‹we generally believe it is not.
 
 
 
We recognize that dot-BRAND applicants and TLDs are a new part of the
 
domain name ecosystem, and will have unique interests not shared by other
 
TLDs.  For example, we whole-heartedly agree with the proposed
 
restrictions in Spec 13 on ICANN¹s ability to re-delegate a string that
 
was formerly part of a dot-BRAND.  However, we do not agree with the
 
assertion that these TLDs must be formally allowed to discriminate among
 
ICANN-accredited registrars.
 
 
 
In response to the concerns raised by proponents of Spec 13, about being
 
beholden to a single registrar/service provider, we would point out that,
 
as the Registry and Registrant, they would possess sole authority to
 
execute a bulk transfer to a new exclusive registrar/service provider
 
under existing ICANN policy.  Additionally, to address concerns about
 
³trusted² vs. ³untrusted² registrar/service providers, we would note that,
 
as the Registrant, they would be able to choose the services of any
 
registrar (or group of registrars) of their choosing, without the need to
 
include this language in the Registry Agreement.  In fact, this concern is
 
only legitimate in the scenario where the dot-BRAND TLD later extends
 
registrations to unaffiliated third parties.
 
 
 
In summary, Registrars do not believe that this component of Spec 13 is
 
compatible with Recommendation 19 of the original new gTLD policy, and
 
that while dot-Brand are likely to encounter concerns unique to their new
 
category of TLD, these issues can be addressed under existing policy.
 
 
 
 
 
Thanks‹
 
 
 
J.
 
 
 
 
 
From:  Volker Greimann <vgreimann@xxxxxxxxxxxxxxx>
 
Date:  Monday, April 28, 2014 at 4:08
 
To:  Bret Fausett <bret@xxxxxxxx>, GNSO Council List
 
<council@xxxxxxxxxxxxxx>
 
Subject:  Re: [council] A way forward on the Specification 13 question
 
 
 
 
 
Dear council-members,
 
 
 
after extensive discussion of the question put before us, the RrSG has
 
likewise found this excemption to be inconsistent with both the language
 
as well as with the spirit of the recommendation.
 
 
 
The question we have been asked is not whether we like the proposed
 
exemption or can live with it, but rather a very simple one: Is the
 
proposed incorporation of an ability to restrict nondiscriminatory
 
registrar access to dotBrand TLDs is not consistent with
 
 the intent and wording of Recommendation 19, or is it not. The
 
recommendation explicitly states that "Registries  (...) may not
 
discriminate among (ICANN) accredited registrars". In other words, the
 
language of the Recommendation 19 contradicts the proposed
 
 exemption.
 
 
 
Therefore, to find the additional language to be consistent with the
 
recommendation requires substantial arguments to that effect that would
 
allow such an interpretation. To find it consistent because one likes the
 
result or can live with the result does not
 
 fulfill this requirement. For such cases where implementation would
 
conflict with existing policy, further policy work adjusting or confirming
 
the Policy Recommendation is required. The GNSO Council should take the
 
lead in initiating this policy work.
 
 
 
Beyond the grammatical inconsistency of the Recommendation, the intent of
 
the Recommendation also indicates inconsistency.
 
 
 
As detailed in the final report on the Introduction of New Generic Top
 
Level Domains, the recommendation was supported by all GNSO Constituencies
 
and Mrs Doria. According to the recollections of members of the new gTLD
 
policy committee at the time the Recommendation
 
 was agreed upon, the concept of restricting registrar access was
 
discussed in the context of community TLDs, which are in many ways similar
 
to dotBrands. As registries have the ability under the Registry Agreement
 
to restrict registrar access to their TLDs
 
 by establishing reasonable, nondiscriminatory accreditation criteria, it
 
was ultimately agreed that discrimintation between registrars should not
 
be permitted.
 
 
 
In fact, the only public comment with regard to this recommendation came
 
from the RyC, which was concerned that small, specialized registries may
 
not be able to find a registrar to carry them. Note that this concern
 
deals with a completely different problem.
 
 This concern led to the Vertical Integration Working group and the
 
subsequent board decision allowing vertical integration. The idea of
 
allowing only a few registrars does not appear in the Final Report.
 
 
 
Finally, as registrants, dotBrands are perfectly free to discriminate
 
between registrars. The Recommendation only deals with registries. By
 
establishing certain registration requirements and policies, registries
 
can further eliminate the ability of registrars
 
 to provide registry services beyond the eligible circle of registrants.
 
 
 
Best regards,
 
 
 
Volker Greimann
 
 
 
Am 26.04.2014 16:54, schrieb Bret Fausett:
 
 
 
 
 
Feedback:
 
 
 
What we have been asked by the Board is to "advise ICANN as to whether the
 
GNSO Council believes that this additional provision is inconsistent with
 
the letter and intent of GNSO Policy Recommendation 19 on the Introduction
 
of New Generic Top-Level Domains.²
 
 
 
Policy Recommendation 19 reads: "Registries must use only ICANN accredited
 
registrars in registering domain names and may not discriminate among such
 
accredited registrars.²
 
http://gnso.icann.org/en/issues/new-gtlds/pdp-dec05-fr-parta-08aug07.htm
 
 The discussion section of this policy recommendation does not make for
 
any exceptions for brands.
 
 
 
Plainly, as I read the provisions of the .BRAND Specification 13, it is
 
³inconsistent with the letter and intent of GNSO Policy Recommendation
 
19.²
 
 
 
Now, I personally happen to think that the draft Specification 13 for
 
.BRAND TLDs is a tightly drafted, well-considered exception for a
 
specialized type of TLD that was not being considered carefully when
 
Recommendation 19 was prepared. BUT, it is definitely
 
 inconsistent with the policy recommendation we made in August, 2007.
 
 
 
Let¹s think about what this means.
 
 
 
--
 
Bret Fausett, Esq. € General Counsel, Uniregistry, Inc.
 
12025 Waterfront Drive, Suite 200 € Playa Vista, CA 90094-2536
 
310-496-5755 begin_of_the_skype_highlighting skype-ie-addon-data://res/numbers_button_skype_logo.png310-496-5755 FREE  end_of_the_skype_highlighting begin_of_the_skype_highlighting 
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‹ ‹ ‹ ‹ ‹
 
 
 
 
 
 
 
 
 
 
 
 
 
On Apr 26, 2014, at 5:14 AM, Thomas Rickert <rickert@xxxxxxxxxxx> wrote:
 
 
 
 
 
Jonathan,
 
I do hope to get more feedback. So far, I do not really have information
 
to act on, but I am standing by to do what is necessary to meet the
 
deadline.
 
 
 
Thanks,
 
Thomas
 
 
 
Am 26.04.2014 um 10:29 schrieb Jonathan Robinson <jrobinson@xxxxxxxxxxxx>:
 
 
 
 
 
Thanks Thomas,
 
 
 
You will have seen that the motion deadline is Monday 28th 23h59
 
 UTC so, assuming we will meet the 45 day deadline, we will need a motion
 
on Monday.
 
 
 
Let¹s hope we can do that in such a way as to reflect the feedback you
 
have and retain flexibility to modify
 
 (if necessary) as we receive further feedback.
 
 
 
Let¹s you and I talk on Monday.
 
 
 
Jonathan
 
 
 
From: Thomas
 
 Rickert [mailto:rickert@xxxxxxxxxxx]
 
Sent: 25 April 2014 20:38
 
To: GNSO Council List
 
Subject: Fwd: [council] A way forward on the Specification 13 question
 
 
 
 
 
 
 
All,
 
this is a gentle reminder to provide me with preliminary feedback. The
 
motions and documents deadline is approaching rapidly and I have only
 
received one response from the registrars so far.
 
 
 
 
 
 
 
Also, I have reached out to Marilyn Cade (CBUC), Tony Holmes (ISPC),
 
Kristina Rosette (IPC), Robin Gross (NCUC), Bruce Tonkin (Registrars) and
 
Ken Stubbs (Registries) as they were listed in the final report of the PDP
 
to cover their respective groups and since
 
 they hopefully have first-hand information on the discussions at the
 
time. More people such as Avri, Bret and Alan are still here - please to
 
chime in and respond.
 
 
 
 
 
 
 
Thanks and kind regards,
 
 
 
Thomas
 
 
 
Anfang der weitergeleiteten Nachricht:
 
 
 
 
 
Von: Thomas Rickert <rickert@xxxxxxxxxxx>
 
 
 
Betreff: Aw: [council] A way forward on the Specification 13 question
 
 
 
Datum: 22. April 2014 14:40:58
 
 MESZ
 
 
 
An: jrobinson@xxxxxxxxxxxx
 
 
 
Kopie: GNSO Council List <council@xxxxxxxxxxxxxx>
 
 
 
 
 
All,
 
thanks to Jonathan for putting together and sending out the below message.
 
 
 
 
 
 
 
I am more than happy to assist with making sure we get an answer prepared
 
in time.
 
 
 
 
 
 
 
Can I ask Councillors to get back to me offlist (in order not to swamp the
 
list) with a status of the discussions with your respective groups?
 
Certainly, one response per group is sufficient.
 
 
 
 
 
 
 
If there is anything I can help with to facilitate your discussions,
 
please let me know.
 
 
 
 
 
 
 
The earlier I am provided with information on what direction your answers
 
will take, the sooner I will be able to draft a motion and a letter to the
 
NGPC for your review.
 
 
 
 
 
 
 
Thanks,
 
 
 
Thomas
 
 
 
 
 
Am 10.04.2014 um 19:10 schrieb Jonathan Robinson <jrobinson@xxxxxxxxxxxx>:
 
 
 
 
 
All,
 
 
 
 
 
Following on from previous dialogue and the Council meeting today, it
 
seems to me that the way forward is to focus
 
 as closely as possible on the question being asked and to make every
 
attempt to respond in a timely and effective manner.
 
 
 
 
 
This means that, assuming it is required, a motion to be voted on needs to
 
be submitted to the Council by 28 April
 
 for consideration at the 8 May 2014 meeting.
 
 
 
 
 
We are being asked  (full letter attached for reference) to
 
 
 
1.       Š
 
 advise ICANN as to whether the GNSO Council believes that this additional
 
provision is inconsistent with the letter and intent of GNSO Policy
 
Recommendation 19 on the Introduction of New Generic Top-Level Domains;
 
or
 
2.       advise
 
 ICANN that the GNSO Council needs additional time for review, including
 
an explanation as to why additional time is required.
 
 
 
I believe that the question to take to your respective stakeholder groups
 
/ constituencies  is therefore:
 
 
 
 
 
Is this additional provision inconsistent with the letter and intent of
 
GNSO Policy Recommendation 19?
 
It will be helpful to have as clear as possible an answer as soon as
 
possible along the following lines:
 
 
 
 
 
·         No.
 
 It is not inconsistent (Š with the letter and intent Š).
 
and
 
·         Possibly,
 
 an explanation as to why it is not inconsistent.
 
and
 
·         Are
 
 there any other qualifying points that the Council should make in its
 
response to the NGPC?
 
 
 
 
 
OR
 
 
 
 
 
·         Yes.
 
 It is inconsistent ( Š with the letter and intent Š ).
 
and
 
·         Possibly,
 
 an explanation as to why it is inconsistent.
 
and
 
·         Is
 
 there a process by which the Council could assist the NGPC in resolving
 
this issue and in what time frame?
 
 
 
 
 
Please can you all act as quickly as possible to provide an answer to the
 
above.  The timing is
 
 very tight.
 
 
 
 
 
We already have an indication of where the BC & the IPC stand on this i.e.
 
no, it is not inconsistent.
 
 
 
 
 
Someone will need to lead on drafting a motion (for submission to the
 
Council on or before 28 April) and an associated
 
 letter to the NGPC.
 
Given the time constraints, this should probably take place in parallel
 
with the consultation work.
 
Can we please have a volunteer to lead this effort and ensure it gets
 
done?  Thomas?
 
 
 
 
 
I have tried to simplify and focus the problem here in the interest of
 
providing a representative, timely and
 
 effective response.
 
I trust that in doing so I have not discounted any material points in the
 
discussion to date.  Please correct
 
 me if I have.
 
 
 
 
 
 
 
 
 
Jonathan
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
--
 
Bret Fausett, Esq. € General Counsel, Uniregistry, Inc.
 
12025 Waterfront Drive, Suite 200 € Playa Vista, CA 90094-2536
 
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‹ ‹ ‹ ‹ ‹
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
--
 
Bei weiteren Fragen stehen wir Ihnen gerne zur Verfügung.
 
 
 
Mit freundlichen Grüßen,
 
 
 
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________________________________
 
  *   References:
     *   Re: [council] A way forward on the Specification 13 
question<http://gnso.icann.org/mailing-lists/archives/council/msg16070.html>
        *   From: Volker Greimann
 
________________________________
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Bei weiteren Fragen stehen wir Ihnen gerne zur Verfügung.
 
Mit freundlichen Grüßen,
 
Volker A. Greimann
- Rechtsabteilung -
 
Key-Systems GmbH
Im Oberen Werk 1
66386 St. Ingbert
Tel.: +49 (0) 6894 - 9396 901 begin_of_the_skype_highlighting skype-ie-addon-data://res/numbers_button_skype_logo.png+49 (0) 6894 - 9396 901 FREE  end_of_the_skype_highlighting
Fax.: +49 (0) 6894 - 9396 851
Email: vgreimann@xxxxxxxxxxxxxxx<mailto:vgreimann@xxxxxxxxxxxxxxx>
 
Web: www.key-systems.net<http://www.key-systems.net> / 
www.RRPproxy.net<http://www.RRPproxy.net>www.domaindiscount24.com<http://www.domaindiscount24.com>
 / www.BrandShelter.com<http://www.BrandShelter.com>
 
Folgen Sie uns bei Twitter oder werden Sie unser Fan bei Facebook:
www.facebook.com/KeySystems<http://www.facebook.com/KeySystems>www.twitter.com/key_systems<http://www.twitter.com/key_systems>
 
Geschäftsführer: Alexander Siffrin
Handelsregister Nr.: HR B 18835 - Saarbruecken
Umsatzsteuer ID.: DE211006534
 
Member of the KEYDRIVE GROUP
www.keydrive.lu<http://www.keydrive.lu>
 
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--------------------------------------------
 
Should you have any further questions, please do not hesitate to contact us.
 
Best regards,
 
Volker A. Greimann
- legal department -
 
Key-Systems GmbH
Im Oberen Werk 1
66386 St. Ingbert
Tel.: +49 (0) 6894 - 9396 901 begin_of_the_skype_highlighting skype-ie-addon-data://res/numbers_button_skype_logo.png+49 (0) 6894 - 9396 901 FREE  end_of_the_skype_highlighting
Fax.: +49 (0) 6894 - 9396 851
Email: vgreimann@xxxxxxxxxxxxxxx<mailto:vgreimann@xxxxxxxxxxxxxxx>
 
Web: www.key-systems.net<http://www.key-systems.net> / 
www.RRPproxy.net<http://www.RRPproxy.net>www.domaindiscount24.com<http://www.domaindiscount24.com>
 / www.BrandShelter.com<http://www.BrandShelter.com>
 
Follow us on Twitter or join our fan community on Facebook and stay updated:
www.facebook.com/KeySystems<http://www.facebook.com/KeySystems>www.twitter.com/key_systems<http://www.twitter.com/key_systems>
 
CEO: Alexander Siffrin
Registration No.: HR B 18835 - Saarbruecken
V.A.T. ID.: DE211006534
 
Member of the KEYDRIVE GROUP
www.keydrive.lu<http://www.keydrive.lu>
 
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